A financial services company located in New York City is actively seeking a dynamic and diligent professional to join their staff as their new Email Surveillance Analyst / Associate. In this role, the Email Surveillance Analyst / Associate will support the AML function by helping to identify, assess, and escalate potential money laundering and reputational risks associated with higher risk client types.
Responsibilities:
The Email Surveillance Analyst / Associate will be responsible for:
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Executing the Firm's AML Program and related procedures
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Conducting ongoing monitoring of clients by reviewing negative news and sanctions screening alerts
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Advising on AML and KYC requirements
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Maintaining client risk ratings
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Contributing to the risk assessment process
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Assisting with enhanced due diligence requests and AML reporting
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Assisting in key projects and initiatives related to assessing and mitigating exposure to money laundering and reputational risk-relevant activities
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Contributing to other functions and projects within the Core Compliance team, as needed
Qualifications:
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Bachelor's degree
- 1-4 years of relevant experience in the investment banking industry, in a Legal or Compliance role, or at a financial services regulator
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Proficiency in Microsoft Office Suite: Word, Excel (pivot tables) and PowerPoint
- Demonstrates initiative
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Excellent attention to detail
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Ability to work independently as well as with a team
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Strong communication skills
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Ability to exercise judgment and discretion, and to maintain confidentiality
Desired Skills:
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Graduate degree or JD
- Experience with BSA/AML Regulations within the investment banking industry
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Strong knowledge of Know Your Customer, Customer Identification Program and CDD requirements