Aquarian
Aquarian is a diversified global holding company with a strategic portfolio of insurance and asset management solutions.
After launching in 2017, Aquarian finalized its first investment in 2018. Since then, Aquarian has grown to over $18.2B in assets under management. Aquarian Insurance acquires and operates companies providing retirement income and reinsurance solutions for millions of people. Aquarian Investments deploys capital into opportunities that yield attractive risk-adjusted returns with downside protection for its clients.
Aquarian's approach combines a wide and holistic view of the investment landscape with incisive decision-making and deep investing acumen. The company invests across the capital structure and creates tailored financing solutions that enable high-quality companies to grow and evolve.
Aquarian is an ideal environment for those driven to make a lasting impact on long-term investing. We value diverse perspectives and believe aligning employee incentives with the firm's performance is essential to the business's success. We offer people an opportunity to build together and be a part of something bigger than themselves.
The Role
Aquarian Holdings is seeking an exceptional individual to join its Compliance team to support legal activities under the supervision of the Director of Compliance. This 5 day a week in-office position is located in New York City.
Responsibilities:
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Support Chief Compliance Officer and Director of Compliance in administering firm's compliance program
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Provide Code of Ethics training to new hires and facilitate new hire onboarding in compliance systems
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Manage employee brokerage statement reviews and broker feeds
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Manage employee pre-clearances relating to Firm Code of Ethics utilizing compliance software
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Assist with regulatory filings, including Form ADV, Form PF
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Coordinate firm's compliance certification program
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Help with preparation, delivery, and tracking of relevant compliance trainings
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Assist with 206(4)-7 annual review
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Maintain firm's compliance books & records
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Assist in conducting and documenting third-party diligence
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Provide support for regulatory examinations
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Undertake ad-hoc compliance-related projects, as assigned
Ideal profile and characteristics:
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Ability to work in a fast-paced environment while utilizing effective time management
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Excellent attention to detail and organizational skills
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Strong analytical and problem-solving skills
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Ability to work both independently and collaboratively on projects and daily tasks
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Strong interpersonal and communication skills (both written and oral)
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Ability to prioritize daily tasks and meet obligations in a timely manner
Education and Experience:
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Bachelor's degree required
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1-2 years of work experience in compliance, preferably in a financial institution or bank
Salary Range: 90-110k